Our clients have found that by having an independent, objective and internal compliance review is beneficial and improves the organisations operations.
What we do to assist
The advisory service ensures that all regulatory requirements are being complied with. Common areas reviewed include:
- corporate governance,
- policy & procedures,
- client procedures and training.
Following the review, a detailed report is presented to senior management highlighting any particular matters which need to be addressed.
Time that can be allocated into other areas of compliance elements
Ensure confidence that your organisation is meeting the regulatory obligations and addressing specific compliance risks which your business